Financial Decisions, LLC

RIASEC RegisteredEst. 1991

Total AUM

$328M

Discretionary

$328M

100% of AUM

Avg account

$640K

Accounts

512

Employees

Advisory reps

Firm details

Headquarters: New York, New York
CRD number: 107755
Registered since: October 2, 1991
Website: www.findec.net
Custodians: CHARLES SCHWAB & CO., INC., NATIONAL FINANCIAL SERVICES LLC
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: HNWI86.7%
Individuals10%
Corporations / Businesses2.18%
Pension & Profit Sharing Plans0.77%
Charitable Organizations0.35%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other Advisers

Firm profile

FINTRX

Overview

Financial Decisions, LLC is an independent registered investment adviser organized as a limited liability company and SEC-registered since 1991. The firm is owner-operated and serves both individual/family and institutional clients. Its service mix includes financial planning, portfolio management for individuals and small businesses, portfolio management for businesses or institutions, and the selection of other advisers. The firm bills using a combination of percentage-of-assets, hourly charges, and fixed fees. Financial Decisions identifies as a capital allocator and reports being an active ESG investor, indicating environmental, social, and governance factors are considered in its investment and manager-selection process.