Financial Decisions, LLC
Firm details
- Headquarters
- New York, New York
- CRD number
- 107755
- Registered since
- October 2, 1991
- Website
- www.findec.net
- Custodians
- CHARLES SCHWAB & CO., INC., NATIONAL FINANCIAL SERVICES LLC
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI86.7%
- Individuals10%
- Corporations / Businesses2.18%
- Pension & Profit Sharing Plans0.77%
- Charitable Organizations0.35%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other Advisers
Firm profile
FINTRXOverview
Financial Decisions, LLC is an independent registered investment adviser formed in 1991 and organized as an LLC under individual ownership. The firm serves both individuals/families and institutional clients, offering financial planning, portfolio management for individuals/small businesses and for businesses or institutions, and the selection of other advisers. Its compensation mix includes percentage-of-AUM fees alongside hourly and fixed-fee arrangements. FINTRX identifies the firm as a capital allocator and an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds49%
- Exchange Traded Equities14%
- State & Local Bonds13%
- Investment Grade Corp Bonds12%
- Cash & Cash Equivalents10%
Owners & executives
3 of 3
Kenneth Gutwillig
Partner and Chief Investment OfficerCRD 4610174
Florence Dupont
Chief Financial Planning OfficerCRD 2478743
Amy Sun
Client CoordinatorCRD 8320074
Contacts
2 of 2
Kimberly Ruscigno
Director of Investment ManagementCRD 5847033
Krystina Brown
Partner, Director Of Financial PlanningCRD 5299004
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
New York, NY
New York
Location
New York, NY
Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- New York
- Address
- 780 3rd Ave
- Time zone
- ET (UTC-5)
- Office locations
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