501 NORTH, LLC

RIASEC RegisteredEst. 2025
Total AUM
$329M
Discretionary
$329M
100% of AUM
Avg account
$110M
Accounts
3
Employees
9
Advisory reps
2

Firm details

Headquarters
New York, New York
CRD number
338118
Registered since
December 11, 2025
Fee structure
Fixed Fees, Performance Based Fees
Client types
  • Pooled Investment Vehicles100%
Services
Portfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

501 North, LLC is organized as a limited liability company and is registered with the SEC as an adviser. The firm’s core activity is portfolio management for pooled investment vehicles, acting in sponsor/GP and managing-member roles for private funds. Its client base is institutional, and it operates with a fee model that combines fixed fees and performance-based fees—an arrangement consistent with private equity structures where carried interest or incentive fees supplement management fees. 501 North, LLC is not identified as an active ESG investor and does not operate as a multi-state adviser; it maintains a focused operational footprint while holding a range of industry affiliations that include broker-dealer relationships, registered municipal advisory roles, CPO/CTA activity, banking and trust company links, and insurance-company sponsorship roles.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • Michael Spero

    Chief Compliance OfficerCRD 4638465

  • CYNTHIA PEREZ

    President, Chief Operating OfficerCRD 1769327

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NEW YORK
Address
787 7th Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth