501 NORTH, LLC
Firm details
- Headquarters
- New York, New York
- CRD number
- 338118
- Registered since
- December 11, 2025
- Fee structure
- Fixed Fees, Performance Based Fees
- Client types
- Pooled Investment Vehicles100%
- Services
- Portfolio Management for Pooled Investment Vehicles
Firm profile
FINTRXOverview
501 North, LLC is organized as a limited liability company and is registered with the SEC as an adviser. The firm’s core activity is portfolio management for pooled investment vehicles, acting in sponsor/GP and managing-member roles for private funds. Its client base is institutional, and it operates with a fee model that combines fixed fees and performance-based fees—an arrangement consistent with private equity structures where carried interest or incentive fees supplement management fees. 501 North, LLC is not identified as an active ESG investor and does not operate as a multi-state adviser; it maintains a focused operational footprint while holding a range of industry affiliations that include broker-dealer relationships, registered municipal advisory roles, CPO/CTA activity, banking and trust company links, and insurance-company sponsorship roles.
Assets & Accounts
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
2 of 2Michael Spero
Chief Compliance OfficerCRD 4638465
CYNTHIA PEREZ
President, Chief Operating OfficerCRD 1769327
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
New York, NY
NEW YORK
Location
New York, NY
Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- NEW YORK
- Address
- 787 7th Ave
- Time zone
- ET (UTC-5)
- Office locations
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