Fimco Securities Group, Inc.

Broker-DealerFINRA MemberEst. 1992
Total AUM
Advisory reps
2
Avg account
$0

Firm details

Headquarters
Port Washington, Wisconsin
CRD number
30343
Registered since
May 28, 1992

Firm profile

FINTRX

Overview

Fimco Securities Group, Inc. is recorded as a corporate broker-dealer/advisory entity that has been SEC-registered since 1992. The firm is owned by an individual and is categorized in the FINTRX record as "Unclassified." The profile indicates the firm is not a capital allocator and does not identify as an active ESG investor. It is not listed as a multi-state adviser, newly formed adviser, pension consultant, or a related adviser to another firm. The FINTRX entry does not include a narrative on the firm's target clients, fee model, specific business or advisory activities, or investment philosophy.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

2 of 2
  • Frederick Henry

    OwnerCRD 1429664

  • Mark Henry

    Mark Henry

    Marketing AssistantCRD 1732827

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Port Washington, WI

Ozaukee

Location

Port Washington, WI

Headquartered in Port Washington, WI, anchoring the Milwaukee-Racine-Waukesha, WI metro in the Midwest.

Metro area
Milwaukee-Racine-Waukesha, WI
Region
Midwest
County
Ozaukee
Address
110 S Wisconsin St
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth