Fidelis Im

RIASEC Registered
Total AUM
$306M
Discretionary
$306M
100% of AUM
Avg account
$514K
Accounts
596
Employees
3
Advisory reps
2

Firm details

Headquarters
Medford, Oregon
CRD number
162985
Registered since
April 7, 2020
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • HNWI52.55%
  • Pension & Profit Sharing Plans27.86%
  • Individuals19.59%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Fidelis Im is an independent registered investment adviser that registered with the SEC in 2020. Structured as an LLC and owned by an individual, the firm serves both individual and family clients as well as institutional relationships. Its advisory services emphasize financial planning and portfolio management for individuals and small businesses. Fee arrangements include both a percentage-of-AUM schedule and fixed fees. The firm does not identify as an active ESG investor and does not operate as a capital allocator.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 94%, Exchange Traded Equities 3%, Cash & Cash Equivalents 2%, US Government Bonds 1%94%
  • Public Funds/Mutual Funds94%
  • Exchange Traded Equities3%
  • Cash & Cash Equivalents2%
  • US Government Bonds1%

Owners & executives

FINTRX

Contacts

FINTRX

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 19

Active vs passive

$289M in ETFs

Passive

85%

$247M

Active

0%

$42.5M

ETFProviderStyleCategoryValueShares% of portfolio
SCHWAB US LARGE-CAP ETF (SCHX)SchwabPassiveLarge Blend$48.6M1,619,57616.79%

Location

Primary office

Medford, OR

Jackson

Location

Medford, OR

Headquartered in Medford, OR, anchoring the Medford-Grants Pass, OR metro in the West.

Metro area
Medford-Grants Pass, OR
Region
West
County
Jackson
Address
2950 E Barnett Rd
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth