CAPITAL FINANCIAL PLANNERS

RIASEC RegisteredEst. 2020
Total AUM
$285M
Discretionary
$285M
100% of AUM
Avg account
$495K
Accounts
575
Employees
5
Advisory reps
3

Firm details

Headquarters
SALEM, Oregon
CRD number
310168
Registered since
September 2, 2020
Custodians
ASSETMARK TRUST CO., CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges
Client types
  • HNWI69.45%
  • Individuals26.58%
  • Corporations / Businesses3.33%
  • Charitable Organizations0.64%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other Advisers

Firm profile

FINTRX

Overview

Capital Financial Planners is an independent registered investment adviser that acts as a capital allocator for individual and family clients. The firm combines fee-based financial planning with discretionary portfolio management across individuals, small businesses and institutional/business accounts. Investment activity shows a clear tilt toward publicly traded equities, with the firm selecting external managers where appropriate and incorporating third‑party strategies into client portfolios. The adviser charges fees as a percentage of assets under management and also offers hourly engagement options. Capital Financial Planners is not an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 47%, Public Funds/Mutual Funds 38%, Investment Grade Corp Bonds 8%, Cash & Cash Equivalents 4%, State & Local Bonds 2%, US Government Bonds 1%47%
  • Exchange Traded Equities47%
  • Public Funds/Mutual Funds38%
  • Investment Grade Corp Bonds8%
  • Cash & Cash Equivalents4%
  • State & Local Bonds2%

Contacts

3 of 3
  • BARRIGAN NELSON

    OwnerCRD 4385285

  • CHAD CAMPBELL

    Wealth Advisor, PrincipalCRD 6163605

  • DANAE JOHNSON

    Wealth AdvisorCRD 5977605

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

SALEM, OR

MARION

Location

SALEM, OR

Headquartered in SALEM, OR, anchoring the Portland-Vancouver-Salem, OR-WA metro in the West.

Metro area
Portland-Vancouver-Salem, OR-WA
Region
West
County
MARION
Address
1640 Liberty St SE
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth