Feldstein, Steven Dba Steven Feldstein & Associates

RIASEC RegisteredEst. 1999
Total AUM
$160M
Discretionary
$0
0% of AUM
Avg account
$216K
Accounts
740
Employees
4
Advisory reps
1

Firm details

Headquarters
,
CRD number
109022
Registered since
February 1, 1999
Fee structure
Percentage of AUM
Client types
  • HNWI100%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension Consulting

Firm profile

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Overview

Steven Feldstein & Associates is a small, privately owned investment advisory and broker-dealer organized as a limited liability company. The firm is owned and operated by Steven Feldstein and has been SEC-registered since 1999. Its client focus is individual and family investors, and it charges fees based on a percentage of AUM. The firm provides financial planning and portfolio management services for individuals, small businesses, and institutions, and also offers pension consulting. It operates with a broker-dealer affiliation and is not positioned as a capital allocator or an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 83%, State & Local Bonds 9%, US Government Bonds 4%, Cash & Cash Equivalents 3%, Derivatives 1%83%
  • Exchange Traded Equities83%
  • State & Local Bonds9%
  • US Government Bonds4%
  • Cash & Cash Equivalents3%
  • Derivatives1%

Contacts

1 of 1
  • Steven Feldstein

    President And PrincipalCRD 1402510

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

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Location

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Headquartered in , null.

Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth