Spectrum Advisors, Inc.
Firm details
- Headquarters
- Plano, Texas
- CRD number
- 114805
- Registered since
- July 15, 2022
- Website
- spectrumadvisors.net
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI53.75%
- Individuals46.25%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other AdvisersEducational Seminars / Workshops
Firm profile
FINTRXOverview
Spectrum Advisors, Inc. is an independent, individually owned registered investment adviser that began SEC registration in 2022. The firm serves primarily individual and family clients and provides a blend of financial planning and discretionary portfolio management for individuals, small businesses, and institutional/business clients. Its service mix includes selecting third‑party managers and running educational seminars and workshops. Fee arrangements are flexible and include AUM‑based fees, hourly charges, and fixed fees. The firm reports acting as a capital allocator and is not positioned as an ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities80%
- Public Funds/Mutual Funds9%
- Non-Exchange Traded Equities7%
- Cash & Cash Equivalents3%
- Investment Grade Corp Bonds1%
Contacts
3 of 6
David Faulkner
PartnerCRD 4490886
Jon Reppert
Senior Partner, Financial AdvisorCRD 1474315
Zachary Norris
Director of Client ServiceCRD 6078527
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 45Active vs passive
$188M in ETFs
40%
$75.1M
23%
$113M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| STATE STREET(R) SPDR(R) PORTFOLIO S&P 500(R) ETF (SPYM) | State Street | $30.7M | 349,239 | 16.34% |
Location
Plano, TX
Collin
Location
Plano, TX
Headquartered in Plano, TX, anchoring the Dallas-Fort Worth, TX-OK metro in the South.
- Metro area
- Dallas-Fort Worth, TX-OK
- Region
- South
- County
- Collin
- Address
- 2805 Dallas Pkwy
- Time zone
- CT (UTC-6)
- Office locations
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