FCA Corp

RIASEC RegisteredEst. 1984

Total AUM

$623M

Discretionary

$494M

79% of AUM

Avg account

$1.1M

Accounts

563

Employees

Advisory reps

Firm details

Headquarters: Houston, Texas
CRD number: 110658
Registered since: January 13, 1984
Website: fcacorp.com
Custodians: CHARLES SCHWAB & CO., INC., NATIONAL FINANCIAL SERVICES LLC
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: HNWI67.74%
Pooled Investment Vehicles17.77%
Investment Companies9.46%
Individuals5.02%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

FCA Corp is an independent, SEC-registered registered investment adviser structured as a corporation and in operation since 1984. The firm serves both individual/family and institutional clients and provides a mix of financial planning and portfolio management across client types, including management for individuals and small businesses, investment companies, pooled investment vehicles, and other businesses or institutions. Fee arrangements vary by engagement and include percentage-of-AUM fees as well as hourly and fixed-fee arrangements. FCA Corp is not positioned as a capital allocator and does not describe itself as an active ESG investor. The firm lists a law firm among its industry affiliations and appears to employ third-party external managers for certain strategies rather than acting as a primary allocator to alternative managers. It also advises at least one pooled vehicle (see Investments & Alternatives).