FCA Capital Markets LLC

Broker-DealerFINRA MemberEst. 2023
Total AUM
Advisory reps
5
Avg account
$0

Firm details

Headquarters
Denver, Colorado
CRD number
322688
Registered since
February 2, 2023

Firm profile

FINTRX

Overview

FCA Capital Markets LLC is organized as a limited liability company and is recorded as having SEC registration in 2023. Ownership is listed as a mix of a domestic entity and an individual. FINTRX classifies the firm as unclassified and does not identify it as a capital allocator. The profile in the data set is sparse on business details: there are no entries for client base, fee structure, or stated advisory and business activities. Several operational flags are negative — the firm is not marked as an active ESG investor, not designated a multi-state adviser, not identified as a pension consultant, and not listed as a related adviser. The limited disclosure in the source suggests little public reporting of client-facing advisory activity through the channels FINTRX tracks. That absence makes it difficult to determine the firm’s target clients, services, or core lines of business from this data alone.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 5
  • Kimberly Ryan

    Kimberly Ryan

    CCOCRD 4316310

  • Jennifer LaRose

    Jennifer LaRose

    Associate DirectorCRD 3094139

  • Tunisia Harrison

    Tunisia Harrison

    Advertising Review PrincipalCRD 5322024

Unlock 2 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Denver, CO

Denver

Location

Denver, CO

Headquartered in Denver, CO, anchoring the Denver-Aurora, CO metro in the West.

Metro area
Denver-Aurora, CO
Region
West
County
Denver
Address
240 Saint Paul St
Time zone
MT (UTC-7)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth