FCA Capital Markets LLC

Broker-DealerFINRA MemberEst. 2023
Total AUM
Advisory reps
5
Avg account
$0

Firm details

Headquarters
Denver, Colorado
CRD number
322688
Registered since
February 2, 2023

Firm profile

FINTRX

Overview

FCA Capital Markets LLC is organized as a limited liability company and appears in SEC records with a 2023 registration year. The firm's ownership is identified as a combination of a domestic entity and an individual. In the regulatory snapshot the adviser is categorized as "unclassified" and is not described as a capital allocator. The firm does not report being an active ESG investor, a pension consultant, a related adviser, or a multi-state adviser in the provided data. The firm has not supplied detail on its business lines, advisory activities, fee structure, or client segments in the available record, so there is no public description of its investment process, target client types, or product packaging.

Assets & Accounts

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 5
  • Jennifer LaRose

    Jennifer LaRose

    Associate DirectorCRD 3094139

  • Lee Beck

    Lee Beck

    PresidentCRD 2225933

  • Vincent Cardinal

    PrincipalCRD 1501493

Unlock 2 more contacts

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Denver, CO

Denver

Location

Denver, CO

Headquartered in Denver, CO, anchoring the Denver-Aurora, CO metro in the West.

Metro area
Denver-Aurora, CO
Region
West
County
Denver
Address
240 Saint Paul St
Time zone
MT (UTC-7)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth