Faust Capital Management, LLC
Firm details
- Headquarters
- ,
- CRD number
- 150372
- Fee structure
- Percentage of AUM
- Client types
- Individuals91.99%
- HNWI8.01%
- Services
- Portfolio Management for Individuals
Firm profile
FINTRXOverview
Faust Capital Management, LLC is a small, single-office registered investment adviser that focuses on discretionary portfolio management for individuals and small businesses. The firm is individually owned and charges fees as a percentage of assets under management. Investment emphasis is on equities—both exchange-traded instruments and pooled mutual funds—rather than on ESG mandates or pension consulting. Filings indicate a preference for liquid, equity-oriented strategies delivered through separately managed accounts and pooled vehicles rather than broad allocations to private or illiquid alternatives. Manager allocation priorities center on public-market equity exposure. The firm appears to construct client portfolios around exchange-traded equities and mutual funds, tailoring allocations to individual client needs rather than offering a large menu of third‑party alternative managers. Faust Capital Management, LLC does not present itself as a multi-state or institutional pension consultant; its client base is primarily individuals and families.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities50%
- Public Funds/Mutual Funds45%
- Cash & Cash Equivalents5%
Contacts
1 of 1
Richard Faust
PresidentCRD 2578435
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
, null
Location
, null
Headquartered in , null.
- Office locations