WALLACE INVESTMENTS

RIASEC Registered
Total AUM
$13.2M
Discretionary
$13.2M
100% of AUM
Avg account
$425K
Accounts
31
Employees
1
Advisory reps
1

Firm details

Headquarters
New York, New York
CRD number
300335
Fee structure
Percentage of AUM, Hourly Charges, Commissions, Other
Client types
  • Other85.58%
  • Individuals14.42%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Wallace Investments operates as an independent registered investment advisor (RIA) structured as a limited liability company. The firm primarily serves individual and family clients, providing a range of financial planning services and portfolio management tailored to individuals and small businesses. The firm does not classify itself as a capital allocator and does not actively engage in ESG investments. In addition to its advisory services, Wallace Investments is also involved in real estate and insurance brokerage activities.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Other 94%, Exchange Traded Equities 6%94%
  • Other94%
  • Exchange Traded Equities6%

Contacts

1 of 1
  • KELLEY WALLACE

    Owner and Senior AdvisorCRD 1705900

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NEW YORK
Address
14 Wall St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth