FALCON WEALTH PLANNING, INC.
Firm details
- Headquarters
- ONTARIO, California
- CRD number
- 174092
- Registered since
- March 19, 2018
- Website
- falconwealthplanning.com
- Custodians
- FIDELITY DISTRIBUTORS COMPANY LLC, CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees, Other
- Client types
- HNWI71.46%
- Individuals25.05%
- Corporations / Businesses3.33%
- Pension & Profit Sharing Plans0.17%
- Services
- Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers
Firm profile
FINTRXOverview
Falcon Wealth Planning, Inc. is an independent registered investment adviser that began SEC registration in 2018 and operates as a domestic corporation owned by an individual entity. The firm serves both individual and family clients as well as institutional clients, and describes itself as a capital allocator that selects and oversees third‑party managers. Its advisory work centers on financial planning, discretionary portfolio management for individuals and small businesses, and the selection of other advisers. Fee arrangements include percentage of AUM, hourly charges, fixed fees and other structures. The firm is not identified as an active ESG investor. It maintains an industry affiliation with accountants and has been recognized on FA Magazine’s Top RIA Firms list in 2020.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds80%
- Exchange Traded Equities14%
- Cash & Cash Equivalents3%
- Non-Exchange Traded Equities1%
- State & Local Bonds1%
Owners & executives
2 of 2Rachel Vonbank
Chief Compliance OfficerCRD 6742855
RAY BARTOLOME
Chief Operating OfficerCRD 3214117
Contacts
3 of 26JAMIL ABDULLAH
Financial PlannerCRD 6101534
Alexandra Castillo
Planning SpecialistCRD 8185055
Ricky Perez
Associate PlannerCRD 7845533
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 141Active vs passive
$1.2B in ETFs
41%
$483M
59%
$695M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| AVANTIS US LARGE CAP VALUE ETF (AVLV) | Avantis | Active | Large Value | $159M | 1,970,576 | 13.48% |
Location
ONTARIO, CA
SAN BERNARDINO
Location
ONTARIO, CA
Headquartered in ONTARIO, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.
- Metro area
- Los Angeles-Long Beach, CA
- Region
- West
- County
- SAN BERNARDINO
- Address
- 3400 Inland Empire Blvd
- Time zone
- PT (UTC-8)
- Office locations
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