Fairfax Global Investment Management LLC

RIASEC Registered
Total AUM
$148M
Discretionary
$148M
100% of AUM
Avg account
$533K
Accounts
277
Employees
7
Advisory reps
5

Firm details

Headquarters
,
CRD number
314171
Registered since
May 28, 2021
Custodians
AXOS CLEARING LLC, CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • Other Investment Advisers69.17%
  • Individuals20.32%
  • HNWI5.43%
  • Pension & Profit Sharing Plans5.05%
  • Corporations / Businesses0.02%
Services
Portfolio Management for IndividualsPension Consulting

Firm profile

FINTRX

Overview

Fairfax Global Investment Management LLC is an SEC-registered institutional RIA organized as an LLC and operating since 2021. The firm serves both individual/family and institutional clients and bills using a mix of asset-based fees and fixed fees. Its stated advisory services include portfolio management for individuals and small businesses and pension consulting. The firm is not identified as an active ESG investor and is not listed as a multi-state adviser in its filing. Industry affiliations disclosed on the filing indicate brokerage and broader capital markets activity: the firm is affiliated with a broker‑dealer, functions as an investment adviser, and is linked to entities described as a registered security‑based swap dealer and a futures commission merchant. It also reports sponsorship or general partner roles in pooled investment vehicles.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 68%, Non-Exchange Traded Equities 32%68%
  • Exchange Traded Equities68%
  • Non-Exchange Traded Equities32%

Owners & executives

2 of 2
  • Paul Dietrich

    Paul Dietrich

    Chief Investment StrategistCRD 4389176

  • Erin Preston

    Erin Preston

    Chief Compliance OfficerCRD 5314250

Contacts

3 of 3
  • Anthony Hanley

    Investment Advisor RepresentativeCRD 4478784

  • Christopher Mone

    Christopher Mone

    Executive Vice President, Head of Wealth ManagementCRD 2401952

  • James Auffenburg

    Member of the BoardCRD 6087008

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

FINTRX

Recent filings

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Awards

FINTRX

Location

Primary office

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Location

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Headquartered in , null.

Office locations

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