Bulwark Capital Corporation

RIASEC & State Registered
Total AUM
$148M
Discretionary
$148M
100% of AUM
Avg account
$735K
Accounts
201
Employees
2
Advisory reps
2

Firm details

Headquarters
,
CRD number
139266
Registered since
May 27, 2025
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI93.58%
  • Individuals4.55%
  • Charitable Organizations1.87%
Services
Portfolio Management for Individuals

Firm profile

FINTRX

Overview

Bulwark Capital Corporation is a privately owned corporate investment adviser that serves individual and family clients as well as select institutional accounts. The firm provides portfolio management services for individuals and small businesses and charges clients via a mix of percentage-of-AUM, hourly, and fixed-fee arrangements. Bulwark Capital is registered with the U.S. Securities and Exchange Commission; it completed SEC registration in 2025. The firm does not identify as an active ESG investor and is not set up as a multi-state adviser for regulatory reporting purposes.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 99%, Exchange Traded Equities 1%99%
  • Public Funds/Mutual Funds99%
  • Exchange Traded Equities1%

Owners & executives

1 of 1
  • James Thompson

    President, CIOCRD 5087995

Contacts

1 of 1
  • Abigail Blakemore

    Abigail Blakemore

    AnalystCRD 7901163

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 103

Active vs passive

$208M in ETFs

Passive

56%

$117M

Active

37%

$90.7M

ETFProviderStyleCategoryValueShares% of portfolio
PGIM ULTRA SHORT BOND ETF (PULS)PGIMActiveUltrashort Bond$21.6M437,00210.41%

Location

Primary office

, null

Location

, null

Headquartered in , null.

Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth