Expand Financial, LLC

RIASEC Registered

Total AUM

$2.8B

Discretionary

$2.7B

97% of AUM

Avg account

$1.4M

Accounts

1,959

Employees

Advisory reps

Firm details

Headquarters: ,
CRD number: 152515
Registered since: June 28, 2021
Website: www.expandfinancial.com
Custodians: MID ATLANTIC CAPITAL CORPORATION, MATRIX TRUST, CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees, Other
Client types: Pension & Profit Sharing Plans96.93%
HNWI2.46%
Individuals0.62%
Services: Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Expand Financial, LLC is an independent registered investment adviser organized as an LLC and SEC-registered in 2021. The firm acts as a capital allocator and serves both individual/family and institutional clients. Its advisory services include financial planning, portfolio management for individuals and small businesses, pension consulting, and selection of other advisers. Fee arrangements are mixed and include percentage-of-AUM billing as well as hourly and fixed-fee engagements. The firm does not identify as an active ESG investor.