Excelsior

RIASEC RegisteredEst. 2021
Total AUM
$23.9M
Discretionary
$23.9M
100% of AUM
Avg account
$295K
Accounts
81
Employees
1
Advisory reps
1

Firm details

Headquarters
Melville, New York
CRD number
311850
Registered since
January 11, 2021
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI85.57%
  • Individuals14.43%
Services
Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers

Firm profile

FINTRX

Overview

Excelsior is an independent, SEC-registered registered investment adviser organized as a limited liability company and established in 2021. The firm serves individual and family clients and describes itself as a capital allocator that selects third-party managers in addition to providing financial planning and portfolio management for individuals and small businesses. Its advisory fees are charged via a mix of percentage-of-AUM, hourly, and fixed-fee arrangements. Excelsior does not identify as an active ESG investor and is not classified as a multi-state adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 88%, Exchange Traded Equities 3%, Non-Exchange Traded Equities 3%, Private Funds 3%, Cash & Cash Equivalents 3%88%
  • Public Funds/Mutual Funds88%
  • Exchange Traded Equities3%
  • Non-Exchange Traded Equities3%
  • Private Funds3%
  • Cash & Cash Equivalents3%

Contacts

1 of 1
  • Carl Friedrich

    Carl Friedrich

    Director, Investment SolutionsCRD 2588466

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 188

Active vs passive

$322M in ETFs

Passive

86%

$276M

Active

10%

$46.8M

ETFProviderStyleCategoryValueShares% of portfolio
FIRST TRUST VALUE LINE DIVIDEND INDEX FUND (FVD)First TrustPassiveLarge Value$18.1M374,9975.60%

Location

Primary office

Melville, NY

Suffolk

Location

Melville, NY

Headquartered in Melville, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Suffolk
Address
200 Broadhollow Rd
Time zone
ET (UTC-5)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth