FINANCIAL PLANNING ANALYSTS, LLC

RIASEC RegisteredEst. 2002
Total AUM
$25.7M
Discretionary
$25.7M
100% of AUM
Avg account
$401K
Accounts
64
Employees
1
Advisory reps
1

Firm details

Headquarters
MELVILLE, New York
CRD number
121338
Registered since
August 1, 2002
Custodians
INTERACTIVE BROKERS LLC
Fee structure
Percentage of AUM
Client types
  • HNWI80.89%
  • Corporations / Businesses19.11%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Financial Planning Analysts, LLC is a limited liability company that has been registered with the SEC since 2002. The firm primarily serves individual and family clients, offering financial planning services and portfolio management tailored for individuals and small businesses. With a fee structure based on a percentage of assets under management, the firm operates as a registered representative of a broker-dealer and also functions as an insurance broker. While the firm does not actively engage in ESG investing, it maintains a focused approach to investment management.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 88%, Cash & Cash Equivalents 12%88%
  • Exchange Traded Equities88%
  • Cash & Cash Equivalents12%

Contacts

1 of 1
  • MARK BRODY

    Managing MemberCRD 1475753

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

MELVILLE, NY

SUFFOLK

Location

MELVILLE, NY

Headquartered in MELVILLE, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
SUFFOLK
Address
734 Walt Whitman Rd
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth