Ethos Financial Group, LLC

RIASEC Registered

Total AUM

$2.4B

Discretionary

$2.1B

85% of AUM

Avg account

$467K

Accounts

5,187

Employees

Advisory reps

Firm details

Headquarters: King Of Prussia, Pennsylvania
CRD number: 321748
Registered since: June 2, 2022
Website: www.ethosfg.com
Custodians: CHARLES SCHWAB & CO., INC., CITIGROUP GLOBAL MARKETS INC.
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees, Performance Based Fees
Client types: HNWI58.11%
Corporations / Businesses21.9%
Individuals17.37%
Charitable Organizations1.43%
Other Investment Advisers1.18%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Ethos Financial Group, LLC is an independent registered investment adviser organized as an LLC that registered with the SEC in 2022. The firm positions itself as a capital allocator serving both individual/family and institutional clients. Its service mix spans financial planning, discretionary and nondiscretionary portfolio management for individuals, small businesses and institutions, pension consulting and the selection of other advisers. Ethos charges a variety of fee types—percentage of AUM, hourly and fixed fees, and performance-based arrangements—and also operates as a registered representative of a broker‑dealer and as an insurance broker. The firm’s ownership structure includes both domestic entity and individual owners. Ethos reports industry affiliations that include a law firm and an insurance company, and it acts in sponsor/GP or managing member capacities for pooled investment vehicles and limited partnerships, indicating a role in structuring or sponsoring alternative vehicle investments.