Ethos Financial Group, LLC
Firm details
- Headquarters
- King Of Prussia, Pennsylvania
- CRD number
- 321748
- Registered since
- June 2, 2022
- Website
- www.ethosfg.com
- Custodians
- CHARLES SCHWAB & CO., INC., CITIGROUP GLOBAL MARKETS INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees, Performance Based Fees
- Client types
- HNWI60.5%
- Corporations / Businesses19.88%
- Individuals16.74%
- Charitable Organizations1.64%
- Other Investment Advisers1.23%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers
Firm profile
FINTRXOverview
Ethos Financial Group, LLC is an independent registered investment adviser that began SEC registration in 2022 and positions itself as a capital allocator for both individuals/families and institutional clients. The firm combines financial planning and portfolio management for a range of client types — individuals, small businesses, and institutions — and also provides pension consulting and manager selection services. It operates as a registered representative of a broker-dealer and as an insurance broker, which complements its advisory offering. Ethos charges a mix of fee arrangements (percentage of AUM, hourly, fixed fees and performance-based fees), and is not identified as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds56%
- Exchange Traded Equities26%
- Cash & Cash Equivalents10%
- Private Funds5%
- State & Local Bonds2%
Contacts
3 of 33
Alan Gottlob
Managing DirectorCRD 1343003
John Santini
Senior AdvisorCRD 6129815
Larissa Costello
Financial AdvisorCRD 6253064
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 274Active vs passive
$1.3B in ETFs
78%
$993M
18%
$285M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| RELATIVE SENTIMENT TACTICAL ALLOCATION ETF (MOOD) | Active | Tactical Allocation | $51.5M | 1,190,547 | 4.03% |
Location
King Of Prussia, PA
Montgomery
Location
King Of Prussia, PA
Headquartered in King Of Prussia, PA, anchoring the Philadelphia-Reading-Camden, PA-NJ-DE-MD metro in the Northeast.
- Metro area
- Philadelphia-Reading-Camden, PA-NJ-DE-MD
- Region
- Northeast
- County
- Montgomery
- Address
- 2200 Renaissance Blvd
- Time zone
- ET (UTC-5)
- Office locations
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