Certior Financial Group, LLC
Firm details
- Headquarters
- King Of Prussia, Pennsylvania
- CRD number
- 285502
- Registered since
- October 17, 2016
- Website
- www.certiorfinancial.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Fixed Fees, Commissions
- Client types
- HNWI76.55%
- Individuals22.71%
- Pension & Profit Sharing Plans0.7%
- Corporations / Businesses0.04%
- Services
- Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other Advisers
Firm profile
FINTRXOverview
Certior Financial Group, LLC is an independent, individually owned registered investment adviser (SEC-registered in 2016) that serves both individual/family and institutional clients. The firm provides financial planning, portfolio management for individuals and small businesses, pension consulting support and selection of other advisers. Certior also operates as an insurance broker and sells other financial products, and offers fee arrangements that include percentage-of-AUM billing, fixed fees and commission-based business. The firm describes itself as a capital allocator that places client assets with third‑party managers where appropriate. It does not identify as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds75%
- Exchange Traded Equities12%
- Cash & Cash Equivalents11%
- Private Funds2%
Owners & executives
FINTRXContacts
FINTRXWealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 79Active vs passive
$164M in ETFs
66%
$108M
26%
$55.6M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| SCHWAB US LARGE-CAP GROWTH ETF (SCHG) | Schwab | Passive | Large Growth | $14.7M | 407,825 | 8.96% |
Location
King Of Prussia, PA
Montgomery
Location
King Of Prussia, PA
Headquartered in King Of Prussia, PA, anchoring the Philadelphia-Reading-Camden, PA-NJ-DE-MD metro in the Northeast.
- Metro area
- Philadelphia-Reading-Camden, PA-NJ-DE-MD
- Region
- Northeast
- County
- Montgomery
- Address
- 20104 Valley Forge Cir
- Time zone
- ET (UTC-5)
- Office locations
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