Certior Financial Group, LLC
Firm details
- Headquarters
- King Of Prussia, Pennsylvania
- CRD number
- 285502
- Registered since
- October 17, 2016
- Website
- www.certiorfinancial.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Fixed Fees, Commissions
- Client types
- HNWI76.55%
- Individuals22.71%
- Pension & Profit Sharing Plans0.7%
- Corporations / Businesses0.04%
- Services
- Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other Advisers
Firm profile
FINTRXOverview
Certior Financial Group, LLC is an independent, owner-operated registered investment adviser that positions itself as both a wealth manager and capital allocator for individual, family and institutional clients. The firm is registered with the SEC (registration year 2016) and combines fee models — percentage of AUM, fixed fees and commission-based arrangements — to serve a mix of client types. Its business activities include insurance brokerage and other financial product sales, and its advisory services encompass financial planning, portfolio management for individuals and small businesses, pension consulting support, and selection of outside advisers. Certior notes it is not an active ESG investor and is not designated as a multi-state adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds75%
- Exchange Traded Equities12%
- Cash & Cash Equivalents11%
- Private Funds2%
Owners & executives
1 of 1
Gery Sadzewicz
Team CEOCRD 1090963
Contacts
3 of 8
Gary Gallagher
Financial AdvisorCRD 5745751
Patrick Hansen
Financial AdvisorCRD 5750026
Adam Peltzman
Financial AdvisorCRD 4035058
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 79Active vs passive
$164M in ETFs
66%
$108M
26%
$55.6M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| SCHWAB US LARGE-CAP GROWTH ETF (SCHG) | Schwab | Passive | Large Growth | $14.7M | 407,825 | 8.96% |
Location
King Of Prussia, PA
Montgomery
Location
King Of Prussia, PA
Headquartered in King Of Prussia, PA, anchoring the Philadelphia-Reading-Camden, PA-NJ-DE-MD metro in the Northeast.
- Metro area
- Philadelphia-Reading-Camden, PA-NJ-DE-MD
- Region
- Northeast
- County
- Montgomery
- Address
- 20104 Valley Forge Cir
- Time zone
- ET (UTC-5)
- Office locations
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