ETHOS CAPITAL MANAGEMENT, INC.
Firm details
- Headquarters
- NEWTOWN, Pennsylvania
- CRD number
- 313145
- Registered since
- March 26, 2025
- Website
- ethoscapitalmgt.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges
- Client types
- HNWI76.42%
- Individuals23.58%
- Services
- Financial PlanningPortfolio Management for IndividualsSelection of Other AdvisersEducational Seminars / Workshops
Firm profile
FINTRXOverview
Ethos Capital Management, Inc. is an independent, SEC-registered RIA (registered in 2025) that serves individual and family clients. The firm is owned by an individual and operates as a capital allocator, selecting outside managers in addition to managing client portfolios directly. Advisory services listed include financial planning, portfolio management for individuals and small businesses, selection of other advisers, and educational seminars/workshops. Fee arrangements combine a percentage of AUM with hourly charges. The firm does not identify as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities45%
- Public Funds/Mutual Funds44%
- Cash & Cash Equivalents7%
- US Government Bonds4%
Owners & executives
1 of 1STEVEN TOTO
Chief Executive OfficerCRD 1698379
Contacts
3 of 4NOREEN TOTO
MemberCRD 6838338
SEAN CONNER
Financial Planning AssociateCRD 4475108
Emily Toto
Financial Planning AssociateCRD 8158651
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 25Active vs passive
$57.5M in ETFs
88%
$50.4M
10%
$7.1M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES 0-5 YEAR TIPS BOND ETF (STIP) | BlackRock | Passive | Short Term Inflation Protected Bond | $13.5M | 130,714 | 23.50% |
Location
NEWTOWN, PA
BUCKS
Location
NEWTOWN, PA
Headquartered in NEWTOWN, PA, anchoring the Philadelphia-Reading-Camden, PA-NJ-DE-MD metro in the Northeast.
- Metro area
- Philadelphia-Reading-Camden, PA-NJ-DE-MD
- Region
- Northeast
- County
- BUCKS
- Address
- 626 S State St
- Time zone
- ET (UTC-5)
- Office locations
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