Ethos Capital Management, Inc.

RIASEC Registered
Total AUM
$155M
Discretionary
$155M
100% of AUM
Avg account
$336K
Accounts
463
Employees
4
Advisory reps
5

Firm details

Headquarters
Newtown, Pennsylvania
CRD number
313145
Registered since
March 26, 2025
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges
Client types
  • HNWI76.42%
  • Individuals23.58%
Services
Financial PlanningPortfolio Management for IndividualsSelection of Other AdvisersEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Ethos Capital Management, Inc. is an independent, individually owned registered investment adviser that began SEC registration in 2025. The firm positions itself as a wealth manager for individuals and families and acts as a capital allocator, combining discretionary portfolio management with financial planning and selection of third‑party advisers. Its client services mix includes portfolio management for individuals and small businesses, financial planning, and educational seminars and workshops. Fee arrangements include a percentage of assets under management alongside the option for hourly billing. The firm reports an affiliation with an insurance company and is not identified as an active ESG investor. Ethos’s business model emphasizes outsourced manager selection for certain strategies rather than building all strategies in‑house.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 45%, Public Funds/Mutual Funds 44%, Cash & Cash Equivalents 7%, US Government Bonds 4%45%
  • Exchange Traded Equities45%
  • Public Funds/Mutual Funds44%
  • Cash & Cash Equivalents7%
  • US Government Bonds4%

Owners & executives

FINTRX

Contacts

FINTRX

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 28

Active vs passive

$64.3M in ETFs

Passive

93%

$59.9M

Active

5%

$4.4M

ETFProviderStyleCategoryValueShares% of portfolio
VANGUARD SHORT-TERM INFLATION-PROTECTED SECURITIES INDEX FUND (VTIP)VanguardPassiveShort Term Inflation Protected Bond$40.6M825,57863.19%

Location

Primary office

Newtown, PA

Bucks

Location

Newtown, PA

Headquartered in Newtown, PA, anchoring the Philadelphia-Reading-Camden, PA-NJ-DE-MD metro in the Northeast.

Metro area
Philadelphia-Reading-Camden, PA-NJ-DE-MD
Region
Northeast
County
Bucks
Address
626 S State St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth