46 PEAKS INVESTMENT ADVISORY GROUP
Firm details
- Headquarters
- NEWTOWN, Pennsylvania
- CRD number
- 306902
- Registered since
- January 10, 2020
- Website
- 46peaks.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- HNWI91.6%
- Individuals7.75%
- Pension & Profit Sharing Plans0.65%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers
Firm profile
FINTRXOverview
46 Peaks Investment Advisory Group LLC is an independent, individual-owned registered investment adviser that began SEC registration in 2020. The firm acts as a capital allocator for a client base made up primarily of individuals and families. Its client-facing fee arrangements include both percentage-of-AUM and fixed-fee structures. Core advisory services listed by the firm include financial planning, discretionary portfolio management for individuals and small businesses, portfolio management for businesses or institutions, pension consulting services, and the selection of other advisers. The firm does not identify as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds96%
- Private Funds2%
- Cash & Cash Equivalents2%
Owners & executives
1 of 1ERIK MOSHOLT
Founder & Chief Investment OfficerCRD 2016965
Contacts
3 of 3BRAD HEINDEL
Director, Research and Portfolio ManagementCRD 3078426
LOUIS FANCHER
Director of Financial PlanningCRD 2772262
LINDA VALENTE
Director of OperationsCRD 2500447
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 22Active vs passive
$146M in ETFs
29%
$42.8M
70%
$103M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| JPMORGAN CORE PLUS BOND ETF (JCPB) | JP Morgan | Active | Intermediate Core Plus Bond | $28.8M | 610,925 | 19.70% |
Location
NEWTOWN, PA
BUCKS
Location
NEWTOWN, PA
Headquartered in NEWTOWN, PA, anchoring the Philadelphia-Reading-Camden, PA-NJ-DE-MD metro in the Northeast.
- Metro area
- Philadelphia-Reading-Camden, PA-NJ-DE-MD
- Region
- Northeast
- County
- BUCKS
- Address
- 760 Newtown Yardley Rd
- Time zone
- ET (UTC-5)
- Office locations
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