ESI FINANCIAL ADVISORS

Overview

ESI Financial Advisors is a corporate insurance broker-dealer that combines broker-dealer and insurance distribution with advisory services for individuals, families and institutions. The firm has been SEC-registered since 1992 and is owned by a mix of domestic entities and individuals. Its business model mixes commission-based product sales with fee arrangements — percentage-of-AUM billing alongside hourly and fixed-fee engagements — and it also provides financial planning, portfolio management for individuals and small businesses, pension consulting, third-party manager selection and educational seminars. ESI identifies as an active ESG investor and lists relationships with accountants, law firms and insurance companies as part of its referral and distribution network. It is not listed as a capital allocator and, in the snapshot data, is not registered as a multi-state adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices