Ervin Investment Management

RIASEC RegisteredEst. 2019
Total AUM
$270M
Discretionary
$268M
99% of AUM
Avg account
$833K
Accounts
324
Employees
3
Advisory reps
3

Firm details

Headquarters
,
CRD number
299739
Registered since
January 29, 2019
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges
Client types
  • HNWI95.43%
  • Individuals4.57%
Services
Portfolio Management for Individuals

Firm profile

FINTRX

Overview

Ervin Investment Management is an independent SEC-registered RIA formed as an LLC in 2019 and owned by an individual principal. The firm focuses on portfolio management for individuals and small businesses, serving an individual-and-family client base. Its charges include a percentage-of-assets fee schedule alongside hourly billing for certain services. Ervin does not position itself as an ESG-focused manager or a pension consultant, and it is not described as a capital allocator or related adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 60%, US Government Bonds 22%, Public Funds/Mutual Funds 15%, Cash & Cash Equivalents 3%60%
  • Exchange Traded Equities60%
  • US Government Bonds22%
  • Public Funds/Mutual Funds15%
  • Cash & Cash Equivalents3%

Contacts

3 of 3
  • Daniel Ervin

    IARCRD 6900021

  • John Ervin

    ManagerCRD 6906190

  • John Reis

    Investment Advisor RepresentativeCRD 2441554

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 17

Active vs passive

$72.9M in ETFs

Passive

100%

$72.9M

Active

0%

$0

ETFProviderStyleCategoryValueShares% of portfolio
STATE STREET(R) SPDR(R) PORTFOLIO S&P 1500(R) COMPOSITE STOCK MARKET ETF (SPTM)State StreetPassiveLarge Blend$15.3M168,55620.98%

Location

Primary office

, null

Location

, null

Headquartered in , null.

Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth