Client First Capital, LLC

RIASEC Registered
Total AUM
$270M
Discretionary
$260M
96% of AUM
Avg account
$4.2M
Accounts
64
Employees
4
Advisory reps
1

Firm details

Headquarters
,
CRD number
300684
Registered since
April 8, 2019
Website
www.clientfirstcap.com
Custodians
FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure
Percentage of AUM, Hourly Charges
Client types
  • HNWI98.89%
  • Individuals1.11%
Services
Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers

Firm profile

FINTRX

Overview

Client First Capital, LLC is an independent, owner-operated RIA that registered with the SEC in 2019. The firm focuses on individual and family clients, offering financial planning, portfolio management for individuals and small businesses, and manager selection services. Its fee model combines a percentage-of-AUM charge with the option for hourly billing. Client First identifies as a capital allocator and is not an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 92%, US Government Bonds 3%, State & Local Bonds 2%, Investment Grade Corp Bonds 2%, Cash & Cash Equivalents 1%92%
  • Exchange Traded Equities92%
  • US Government Bonds3%
  • State & Local Bonds2%
  • Investment Grade Corp Bonds2%
  • Cash & Cash Equivalents1%

Owners & executives

1 of 1
  • Amar Shah

    Amar Shah

    Founder & CIOCRD 4787877

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 38

Active vs passive

$315M in ETFs

Passive

90%

$285M

Active

7%

$30.2M

ETFProviderStyleCategoryValueShares% of portfolio
INVESCO QQQ TRUST SERIES 1 (QQQ)InvescoPassiveLarge Growth$53.6M72,51917.04%
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Location

Primary office

, null

Location

, null

Headquartered in , null.

Office locations

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