EMERGENT CAPITAL ADVISORS, LLC

RIASEC RegisteredEst. 2012
Total AUM
$124M
Discretionary
$124M
100% of AUM
Avg account
$124M
Accounts
1
Employees
4
Advisory reps
3

Firm details

Headquarters
HOUSTON, Texas
CRD number
156112
Registered since
March 12, 2012
Website
ecagp.com
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Pooled Investment Vehicles100%
Services
Portfolio Management for Pooled Investment VehiclesSelection of Other Advisers

Firm profile

FINTRX

Overview

Emergent Capital Advisors, LLC is organized as an LLC and operates as a hedge-fund manager focused on pooled investment vehicles for institutional clients. The firm is SEC-registered (since 2012) and conducts business as a commodity pool operator/commodity trading advisor in addition to acting as sponsor, general partner, or managing member of its funds. Its advisory scope includes direct portfolio management for pooled vehicles and the selection of third-party advisers. The firm’s ownership structure includes both a domestic entity and an individual. Fee arrangements combine a percentage-of-AUM management fee with performance-based compensation. Emergent Capital does not identify as an ESG investor, and it is not positioned as a multi-state adviser or a capital allocator to third-party managers.

Assets & Accounts

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 3
  • ALFRED KNAPP

    PartnerCRD 4295085

  • ANDREW SPRAGUE

    Investment AnalystCRD 6321156

  • SEAN NIMMO

    PartnerCRD 4826911

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

HOUSTON, TX

HARRIS

Location

HOUSTON, TX

Headquartered in HOUSTON, TX, anchoring the Houston-The Woodlands, TX metro in the South.

Metro area
Houston-The Woodlands, TX
Region
South
County
HARRIS
Address
1218 Webster St
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth