USCA ASSET MANAGEMENT LLC

RIASEC RegisteredEst. 2005
Total AUM
$132M
Discretionary
$132M
100% of AUM
Avg account
$5.5M
Accounts
24
Employees
6
Advisory reps
7

Firm details

Headquarters
HOUSTON, Texas
CRD number
137045
Registered since
November 18, 2005
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Pooled Investment Vehicles100%
Services
Portfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

Usca Asset Management LLC is an SEC-registered limited liability company that has been active since 2005. The firm operates as a multifaceted fund manager—running hedge fund and venture-capital strategies—and functions in capacities typical of pooled-vehicle managers, including roles as a commodity pool operator or commodity trading advisor. Its client base is institutional, and its compensation mixes a percentage-of-assets management fee with performance-based fees. Usca does not position itself as an ESG-driven investor and is not organized as a multi-state advisory platform.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

3 of 3
  • KASEY DEJONCKHEERE

    Chief Financial OfficerCRD 3071831

  • WALTER GILMORE

    Chief Compliance OfficerCRD 1996728

  • PATRICK MENDENHALL

    Managing Partner and Chief Executive OfficerCRD 1068809

Contacts

3 of 4
  • CHRISTIAN BAUMAN

    Senior Managing DirectorCRD 2731904

  • PHILIP PILIBOSIAN

    Managing DirectorCRD 4618944

  • BRYAN PRIHODA

    DirectorCRD 5558982

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

HOUSTON, TX

HARRIS

Location

HOUSTON, TX

Headquartered in HOUSTON, TX, anchoring the Houston-The Woodlands, TX metro in the South.

Metro area
Houston-The Woodlands, TX
Region
South
County
HARRIS
Address
4444 Westheimer Rd
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth