ELLINGTON GLOBAL ASSET MANAGEMENT, LLC

RIASEC RegisteredEst. 2006

Total AUM

$9.2B

Discretionary

$9.2B

100% of AUM

Avg account

$209M

Accounts

Employees

164

Advisory reps

Firm details

Headquarters: OLD GREENWICH, Connecticut
CRD number: 141772
Registered since: October 5, 2006
Website: www.ellington.com
Custodians: U.S. BANK, N.A., THE BANK OF NEW YORK MELLON
Fee structure: Percentage of AUM, Performance Based Fees
Client types: Insurance Companies76.53%
Pooled Investment Vehicles19.43%
Other3.56%
Investment Companies0.47%
Services: Portfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Ellington Global Asset Management, LLC is a hedge-fund–style advisory firm organized as an LLC and registered with the SEC since 2006. The firm serves predominantly institutional clients and operates as an active portfolio manager for investment companies, pooled vehicles and institutional balance sheets. Its commercial activities include serving as a commodity pool operator/commodity trading advisor (CPO/CTA) and acting in sponsor/GP or managing-member roles for pooled investment vehicles. Fee arrangements combine asset-based charges with performance-linked compensation. The firm does not position itself as an ESG investor and is not registered as a multi-state or newly formed adviser. Industry affiliations listed include broker-dealer relationships and registration as another type of investment adviser alongside its CPO/CTA activities.