Ellington Financial Management LLC

RIASEC RegisteredEst. 2009

Total AUM

$19.4B

Discretionary

$19.4B

100% of AUM

Avg account

$19.4B

Accounts

Employees

164

Advisory reps

Firm details

Headquarters: Old Greenwich, Connecticut
CRD number: 150510
Registered since: October 9, 2009
Website: www.ellington.com
Fee structure: Percentage of AUM, Performance Based Fees
Client types: Pooled Investment Vehicles100%
Services: Portfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

Ellington Financial Management LLC is a limited liability company operating as an institutional registered investment adviser since 2009. The firm serves institutional clients and acts as portfolio manager for pooled investment vehicles; it also identifies itself as a commodity pool operator/commodity trading adviser (CPO/CTA). Compensation is a mix of asset-based fees and performance-based fees, and the firm does not market itself as an ESG investor. Affiliations include broker‑dealer relationships and roles as sponsor, general partner, or managing member of pooled vehicles, indicating it both manages and sponsors closed‑end or open‑end funds rather than primarily serving as a third‑party allocator.

Assets & Accounts

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 3

Michael Vranos
Founder and CEOCRD 2013180
John Herlihy
Chief Financial OfficerCRD 4825072
Laurence Penn
Vice Chairman, Chief Operating Officer Financial AdvisorCRD 1914867