Eclectic Associates, Inc.

RIASEC RegisteredEst. 1984
Total AUM
$1.5B
Discretionary
$1.3B
90% of AUM
Avg account
$343K
Accounts
4,290
Employees
17
Advisory reps
18

Firm details

Headquarters
Fullerton, California
CRD number
111041
Registered since
May 14, 1984
Website
www.eclecticassociates.com
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI76.42%
  • Individuals21.6%
  • Charitable Organizations1.47%
  • Corporations / Businesses0.34%
  • Pension & Profit Sharing Plans0.18%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Eclectic Associates, Inc. is an independent registered investment adviser that has been operating since 1984. The firm serves both individual and family clients as well as institutional accounts, offering financial planning and portfolio management for individuals, small businesses, and corporate or institutional clients. Its fee arrangements include asset-based fees, hourly billing, and fixed-fee engagements. The firm does not identify as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 70%, Exchange Traded Equities 22%, Cash & Cash Equivalents 6%, US Government Bonds 1%, State & Local Bonds 1%70%
  • Public Funds/Mutual Funds70%
  • Exchange Traded Equities22%
  • Cash & Cash Equivalents6%
  • US Government Bonds1%
  • State & Local Bonds1%

Owners & executives

3 of 3
  • David Macleod

    David Macleod

    Chief Investment OfficerCRD 4983822

  • David Little

    David Little

    President, CEOCRD 2465207

  • Patricia Buchholtz

    Chief Compliance OfficerCRD 6600640

Contacts

3 of 15
  • Travis Mcshane

    Travis Mcshane

    Financial Advisor and PartnerCRD 6177489

  • James Moore

    James Moore

    Partner, Financial AdvisorCRD 6652719

  • Carl Lachman

    Carl Lachman

    Vice President, PartnerCRD 4812617

Unlock 12 more contacts →

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 125

Active vs passive

$995M in ETFs

Passive

35%

$348M

Active

59%

$647M

ETFProviderStyleCategoryValueShares% of portfolio
CAPITAL GROUP INTERNATIONAL FOCUS EQUITY ETF (CGXU)Capital GroupActiveForeign Large Growth$59.2M1,709,7815.95%
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Location

Primary office

Fullerton, CA

Orange

Location

Fullerton, CA

Headquartered in Fullerton, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
Orange
Address
1440 N Harbor Blvd
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth