Eclectic Associates, Inc.

RIASEC Registered
Total AUM
$1.5B
Discretionary
$1.3B
90% of AUM
Avg account
$343K
Accounts
4,290
Employees
17
Advisory reps
18

Firm details

Headquarters
Fullerton, California
CRD number
111041
Registered since
May 14, 1984
Website
www.eclecticassociates.com
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI76.42%
  • Individuals21.6%
  • Charitable Organizations1.47%
  • Corporations / Businesses0.34%
  • Pension & Profit Sharing Plans0.18%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Eclectic Associates, Inc. is an independent registered investment adviser that has been SEC-registered since 1984. The firm serves both individual and family clients as well as institutional investors, providing financial planning and portfolio management for individuals, small businesses, and larger business or institutional accounts. Ownership is split between a domestic entity and individuals. Its fee schedules include percentage-of-assets, hourly charges, and fixed-fee arrangements. The firm does not market itself as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 70%, Exchange Traded Equities 22%, Cash & Cash Equivalents 6%, US Government Bonds 1%, State & Local Bonds 1%70%
  • Public Funds/Mutual Funds70%
  • Exchange Traded Equities22%
  • Cash & Cash Equivalents6%
  • US Government Bonds1%
  • State & Local Bonds1%

Owners & executives

3 of 3
  • David Macleod

    David Macleod

    Chief Investment OfficerCRD 4983822

  • David Little

    David Little

    President, CEOCRD 2465207

  • Patricia Buchholtz

    Chief Compliance OfficerCRD 6600640

Contacts

3 of 15
  • Travis Mcshane

    Travis Mcshane

    Financial Advisor and PartnerCRD 6177489

  • James Moore

    James Moore

    Partner, Financial AdvisorCRD 6652719

  • Carl Lachman

    Carl Lachman

    Vice President, PartnerCRD 4812617

Unlock 12 more contacts →

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 123

Active vs passive

$1B in ETFs

Passive

33%

$337M

Active

60%

$671M

ETFProviderStyleCategoryValueShares% of portfolio
CAPITAL GROUP INTERNATIONAL FOCUS EQUITY ETF (CGXU)Capital GroupActiveForeign Large Growth$59.7M1,740,7075.92%
Unlock additional holdings →

Location

Primary office

Fullerton, CA

Orange

Location

Fullerton, CA

Headquartered in Fullerton, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
Orange
Address
1440 N Harbor Blvd
Time zone
PT (UTC-8)
Office locations

Similar firms

Crane & Associates Wealth Management

RIA

Fullerton, CA

AUM $935MTEAM 12REPS 4

The Blackmont Group

RIA

Fullerton, CA

AUM $8.9MTEAM 1REPS 1

Michael W. Duran, Cpa, Apc

RIA

Fullerton, CA

AUM —TEAM 1REPS 1

Husami & Associates

RIA

Fullerton, CA

AUM —TEAM 3REPS 1

Serenus Wealth Advisors, LLC

RIA

Santa Monica, CA

AUM $1.5BTEAM 6REPS 7

Community Investment Management LLC

RIA

San Francisco, CA

AUM $1.5BTEAM 39REPS 4
More RIAs in Fullerton →All California RIAs →

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth