DWS Distributors, Inc.

Broker-DealerFINRA MemberEst. 1995
Total AUM
Advisory reps
200
Avg account
$0

Firm details

Headquarters
Chicago, Illinois
CRD number
37306
Registered since
January 3, 1995

Firm profile

FINTRX

Overview

DWS Distributors, Inc. is registered as a corporation and classified in FINTRX as a fund distributor. The record shows SEC registration in 1995 and identifies the owner type as a domestic entity and individual. FINTRX does not list the firm as a capital allocator or as an adviser active across multiple states, and it is not flagged as an active ESG investor or a pension consultant. The combination of classification and the absence of capital-allocation or advisory indicators is consistent with an organization focused on fund distribution and intermediary services rather than discretionary portfolio management.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 5
  • Kayla Vandenberg

    Kayla Vandenberg

    CFOCRD 7604096

  • Nicole Chelel

    Nicole Chelel

    Chief Compliance OfficerCRD 4748490

  • Michael Smith

    Michael Smith

    Managing Director, Chief Financial OfficerCRD 1629995

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Contacts

3 of 195
  • Christopher Clarke

    AnalystCRD 7562791

  • Christopher Alexander

    Christopher Alexander

    ShareholderCRD 4638686

  • Scott Rothlisberger

    Scott Rothlisberger

    Registered RepresentativeCRD 7723762

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Chicago, IL

Cook

Location

Chicago, IL

Headquartered in Chicago, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.

Metro area
Chicago-Naperville, IL-IN-WI
Region
Midwest
County
Cook
Address
222 S Riverside Plz
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth