DWS DISTRIBUTORS, INC.

Broker-DealerFINRA MemberEst. 1995
Total AUM
Advisory reps
207
Avg account
$0

Firm details

Headquarters
CHICAGO, Illinois
CRD number
37306
Registered since
January 3, 1995

Firm profile

FINTRX

Overview

DWS Distributors, Inc. is organized as a corporation and has been SEC-registered since 1995. The ownership is listed as a mix of a domestic entity and an individual. The firm's regulatory and operational profile is largely classified as "unclassified" in the source materials. Available attributes indicate DWS Distributors is not positioned as a capital allocator and is not identified as an active ESG investor. It is not flagged as a multi-state adviser, a newly formed adviser, a pension consultant, or a related adviser. Those characteristics suggest the entity operates in a narrow regulatory/advisory role rather than acting as a broad-based investment allocator or multi-jurisdictional advisory platform.

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 5
  • Kayla Vandenberg

    CFOCRD 7604096

  • NICOLE CHELEL

    Chief Compliance OfficerCRD 4748490

  • MICHAEL SMITH

    Managing Director, Chief Financial OfficerCRD 1629995

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Contacts

3 of 202
  • Christopher Clarke

    AnalystCRD 7562791

  • CHRISTOPHER ALEXANDER

    ShareholderCRD 4638686

  • Scott Rothlisberger

    Registered RepresentativeCRD 7723762

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

CHICAGO, IL

COOK

Location

CHICAGO, IL

Headquartered in CHICAGO, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.

Metro area
Chicago-Naperville, IL-IN-WI
Region
Midwest
County
COOK
Address
222 S Riverside Plz
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth