DV Equities
Firm details
- Headquarters
- Chicago, Illinois
- CRD number
- 312688
- Registered since
- July 6, 2021
- Website
- dvtrading.co
Firm profile
FINTRXOverview
DV Equities is an LLC that registered with the SEC in 2021. FINTRX classifies the firm as unclassified and records its ownership as a mix of a domestic entity and an individual. The firm is not listed as a capital allocator, does not identify as an active ESG investor, and does not appear to operate as a multi-state adviser or pension consultant. Several typical firm-level data fields (client base, fee structure, business activities, advisory activities) are not populated in the source record.
Assets & Accounts
Public Holdings
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
3 of 3
Augustine Perrotta
Chief Compliance OfficerCRD 5039996
Richard Horgan
Chief Financial OfficerCRD 6697860
Shifra Katz
Chief Compliance OfficerCRD 7166902
Contacts
3 of 25Harry Whitton
Institutional Equity SalesCRD 2145510
Bryon Brand
TraderCRD 2512327
Eric Carlino
PrincipalCRD 2898311
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 24Active vs passive
$291M in ETFs
99%
$287M
0%
$4.1M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES CORE MSCI EMERGING MARKETS ETF (IEMG) | BlackRock | Passive | Diversified Emerging Mkts | $112M | 1,347,857 | 38.39% |
Location
Chicago, IL
Cook
Location
Chicago, IL
Headquartered in Chicago, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.
- Metro area
- Chicago-Naperville, IL-IN-WI
- Region
- Midwest
- County
- Cook
- Address
- 425 S Financial Pl
- Time zone
- CT (UTC-6)
- Office locations
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