DV Equities
Firm details
- Headquarters
- Chicago, Illinois
- CRD number
- 312688
- Registered since
- July 6, 2021
- Website
- dvtrading.co
Firm profile
FINTRXOverview
DV Equities is organized as a limited liability company and is registered with the SEC as of 2021. Public records classify the firm as unclassified and identify ownership as a combination of a domestic entity and an individual. Filings indicate the firm is not positioned as a capital allocator, is not active on ESG mandates, and does not report multi-state adviser status. Available source material provides limited detail on the firm's client segments, fee schedule, or specific advisory services, so the public footprint is primarily through regulatory holdings disclosures rather than a descriptive business profile.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
3 of 3
Augustine Perrotta
Chief Compliance OfficerCRD 5039996
Shifra Katz
Chief Compliance OfficerCRD 7166902
Richard Horgan
Chief Financial OfficerCRD 6697860
Contacts
3 of 25
Max Anderson
TraderCRD 8288940

Eric Carlino
PrincipalCRD 2898311

Aman Mehta
Director of FinanceCRD 7306797
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 16Active vs passive
$305M in ETFs
100%
$305M
0%
$0
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANGUARD TAX-MANAGED FUNDS (VEA) | Vanguard | Passive | Foreign Large Blend | $212M | 3,385,845 | 69.37% |
Location
Chicago, IL
Cook
Location
Chicago, IL
Headquartered in Chicago, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.
- Metro area
- Chicago-Naperville, IL-IN-WI
- Region
- Midwest
- County
- Cook
- Address
- 425 S Financial Pl
- Time zone
- CT (UTC-6)
- Office locations
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