Duke Financial Services

Overview

Duke Financial Services operates as a sole-proprietor independent registered investment adviser serving individual and family clients. The firm’s advisory activity centers on financial planning and portfolio management for individuals and small businesses. Fee arrangements include a mix of percentage-of-AUM billing alongside hourly and fixed-fee engagements, which supports both ongoing asset management relationships and stand-alone planning projects. The firm does not identify as an active ESG investor and is not registered as a multi-state adviser, indicating a largely local or single-state client footprint. Investment practice is equity‑oriented: the adviser favors exchange‑traded instruments and managed equity sleeves. Given the firm’s size and client base, the investment approach appears designed for highly liquid, easily administered portfolios rather than large institutional mandates or niche alternative strategies.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices