Brookwood Wealth Advisors, LLC

RIASEC Registered
Total AUM
$13.6M
Discretionary
$13.4M
99% of AUM
Avg account
$209K
Accounts
65
Employees
1
Advisory reps
1

Firm details

Headquarters
,
CRD number
306735
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • Individuals58.76%
  • HNWI41.24%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Brookwood Wealth Advisors, LLC is a small, independent registered investment adviser organized as an LLC that focuses on financial planning and discretionary portfolio management for individuals and small businesses. The firm offers a mix of billing options — percentage of AUM, hourly and fixed fees — and primarily serves individual and family clients rather than institutional or pension sponsors. Portfolio work is centered on public pooled vehicles and separately managed account structures, with a strong operational relationship with a single custodian. The firm is not positioned as an allocator to third‑party private funds, is not an active ESG investor, and does not operate as a multi‑state adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 63%, Exchange Traded Equities 18%, US Government Bonds 12%, Cash & Cash Equivalents 7%63%
  • Public Funds/Mutual Funds63%
  • Exchange Traded Equities18%
  • US Government Bonds12%
  • Cash & Cash Equivalents7%

Contacts

1 of 1
  • Derrick Lowery

    Derrick Lowery

    Managing Principal, Financial AdvisorCRD 2689336

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

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Location

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Headquartered in , null.

Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth