Dougall & Associates Inc.

Broker-DealerFINRA MemberEst. 1997
Total AUM
Advisory reps
3
Avg account
$0

Firm details

Headquarters
Saint John, Indiana
CRD number
42324
Registered since
March 25, 1997

Firm profile

FINTRX

Overview

Dougall & Associates Inc. is organized as a corporation and has been SEC-registered since 1997. The firm is owned by an individual and is listed in the source snapshot under an unclassified adviser type. The snapshot indicates the firm does not act as a capital allocator and is not identified as an active ESG investor. It is not recorded as a multi-state adviser, nor is it listed as a pension consultant or as a related adviser in the provided dataset.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Chad Bluett

    Chief Compliance OfficerCRD 5513492

Contacts

2 of 2
  • Howard Schlacks

    Equity TraderCRD 2395628

  • Jacqueline Sloan Nowak

    FinOpCRD 2717305

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

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Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Saint John, IN

Lake

Location

Saint John, IN

Headquartered in Saint John, IN, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.

Metro area
Chicago-Naperville, IL-IN-WI
Region
Midwest
County
Lake
Address
8883 Winding Trl
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth