Dougall & Associates Inc.

Broker-DealerFINRA MemberEst. 1997
Total AUM
Advisory reps
3
Avg account
$0

Firm details

Headquarters
Saint John, Indiana
CRD number
42324
Registered since
March 25, 1997

Firm profile

FINTRX

Overview

Dougall & Associates Inc. is organized as a corporation and appears in regulatory records with an initial SEC registration date of 1997. The firm is owned by an individual and is classified as "unclassified" in the available data. The firm is not identified as an active ESG investor, is not listed as a capital allocator, and is not designated as a pension consultant or related adviser. The firm’s public profile contains limited detail about its advisory services, client segments, or fee arrangements. Several common adviser attributes are blank in the available snapshot, which constrains a fuller description of its business model or investment positioning.

Assets & Accounts

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

1 of 1
  • Chad Bluett

    Chief Compliance OfficerCRD 5513492

Contacts

2 of 2
  • Howard Schlacks

    Equity TraderCRD 2395628

  • Jacqueline Sloan Nowak

    FinOpCRD 2717305

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Saint John, IN

Lake

Location

Saint John, IN

Headquartered in Saint John, IN, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.

Metro area
Chicago-Naperville, IL-IN-WI
Region
Midwest
County
Lake
Address
8883 Winding Trl
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth