Dougall & Associates Inc.

Broker-DealerFINRA MemberEst. 1997
Total AUM
Advisory reps
3
Avg account
$0

Firm details

Headquarters
Saint John, Indiana
CRD number
42324
Registered since
March 25, 1997

Firm profile

FINTRX

Overview

Dougall & Associates Inc. is a corporation that has been SEC-registered since 1997 and is owned by an individual. FINTRX classifies the firm as unclassified and its profile indicates it does not act as a capital allocator. The available filings do not describe its advisory activities, target client segments, fee structure, or core business lines, so public-facing information about how the firm positions its services or investment approach is limited. The firm is marked as not active on ESG matters and is not listed as a multi-state adviser, a pension consultant, a related adviser, or a newly formed adviser. Those attributes, together with the sparse disclosures about services and strategies, suggest limited public activity or reporting detail in the database.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Chad Bluett

    Chief Compliance OfficerCRD 5513492

Contacts

2 of 2
  • Howard Schlacks

    Equity TraderCRD 2395628

  • Jacqueline Sloan Nowak

    FinOpCRD 2717305

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Saint John, IN

Lake

Location

Saint John, IN

Headquartered in Saint John, IN, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.

Metro area
Chicago-Naperville, IL-IN-WI
Region
Midwest
County
Lake
Address
8883 Winding Trl
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth