Dougall & Associates Inc.

Broker-DealerFINRA MemberEst. 1997
Total AUM
Advisory reps
3
Avg account
$0

Firm details

Headquarters
Saint John, Indiana
CRD number
42324
Registered since
March 25, 1997

Firm profile

FINTRX

Overview

Dougall & Associates Inc. is a corporation that has been SEC-registered since 1997 and is owned by an individual. The firm's regulatory classification is listed as unclassified. In the snapshot data it does not identify itself as a capital allocator, an active ESG investor, a multistate adviser, a pension consultant, or a related adviser, and it is not marked as newly formed. The firm did not provide detail on its client base, fee schedules, business lines, or specific advisory activities in the dataset.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

1 of 1
  • Chad Bluett

    Chief Compliance OfficerCRD 5513492

Contacts

2 of 2
  • Howard Schlacks

    Equity TraderCRD 2395628

  • Jacqueline Sloan Nowak

    FinOpCRD 2717305

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Saint John, IN

Lake

Location

Saint John, IN

Headquartered in Saint John, IN, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.

Metro area
Chicago-Naperville, IL-IN-WI
Region
Midwest
County
Lake
Address
8883 Winding Trl
Time zone
ET (UTC-5)
Office locations

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