DOUGALL & ASSOCIATES INC.

Broker-DealerFINRA MemberEst. 1997
Total AUM
Advisory reps
3
Avg account
$0

Firm details

Headquarters
SAINT JOHN, Indiana
CRD number
42324
Registered since
March 25, 1997

Firm profile

FINTRX

Overview

Dougall & Associates Inc. is registered with the SEC and has been operating since 1997 as a corporation owned by an individual. FINTRX classifies the firm as unclassified and notes that it is not a capital allocator, not an active ESG investor, not a pension consultant, not a related adviser, and not newly formed. The firm’s public profile contains limited disclosure about its advisory activities, client segments, fee structure, or investment process.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • CHAD BLUETT

    Chief Compliance OfficerCRD 5513492

Contacts

2 of 2
  • HOWARD SCHLACKS

    Equity TraderCRD 2395628

  • JACQUELINE SLOAN NOWAK

    FinOpCRD 2717305

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

SAINT JOHN, IN

LAKE

Location

SAINT JOHN, IN

Headquartered in SAINT JOHN, IN, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.

Metro area
Chicago-Naperville, IL-IN-WI
Region
Midwest
County
LAKE
Address
8883 Winding Trl
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth