SYCAMORE FINANCIAL GROUP

Broker-DealerFINRA MemberEst. 2004

Total AUM

$787M

Discretionary

$732M

93% of AUM

Accounts

2,200

Employees

Advisory reps

Brokerage reps

Firm details

Headquarters: KOKOMO, Indiana
CRD number: 14143
Registered since: February 27, 2004
Website: sycamoreweb.com
Fee structure: Percentage of AUM
Client types: HNWI72.8%
Individuals25.3%
Charitable Organizations1.9%
Services: Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Sycamore Financial Group is an independent broker-dealer and insurance broker that manages client portfolios under a percentage-of-AUM fee model. The firm serves individual and family clients alongside some institutional relationships, with an emphasis on financial planning and portfolio management for individuals and small businesses. Its stated investment preference is equities, and the firm runs predominantly discretionary mandates, indicating it acts as the primary portfolio decision-maker for most client assets. As a broker-dealer and insurance intermediary, Sycamore blends publicly traded equity exposures with insurance solutions such as annuities, while also allocating selectively to third-party alternative managers.