DNA Securities LLC

Broker-DealerFINRA MemberEst. 2022
Total AUM
Advisory reps
3
Avg account
$0

Firm details

Headquarters
Chicago, Illinois
CRD number
312799
Registered since
March 1, 2022

Firm profile

FINTRX

Overview

DNA Securities LLC is organized as a limited liability company and appears in SEC records with a registration date of 2022. Ownership is listed as a combination of a domestic entity and an individual. The firm is classified as "Unclassified" in the available data and does not identify itself as a capital allocator. The record flags several negative/absence indicators: it does not list itself as an active ESG investor, is not a multi-state adviser, and is not identified as a pension consultant or related adviser. Fee structure, client-base details, and stated advisory or business activities were not provided in the data set.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Ronald Wetzel

    Ronald Wetzel

    Chief Financial OfficerCRD 4671726

Contacts

2 of 2
  • Michael Rose

    Michael Rose

    Registered RepresentativeCRD 5501364

  • Patricia Cerny

    Patricia Cerny

    Compliance ConsultantCRD 4814964

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Chicago, IL

Cook

Location

Chicago, IL

Headquartered in Chicago, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.

Metro area
Chicago-Naperville, IL-IN-WI
Region
Midwest
County
Cook
Address
141 W Jackson Blvd
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth