DMG Securities, Inc.

Broker-DealerFINRA MemberEst. 1984
Total AUM
Advisory reps
3
Avg account
$0

Firm details

Headquarters
Great Falls, Virginia
CRD number
15480
Registered since
August 13, 1984

Firm profile

FINTRX

Overview

DMG Securities, Inc. is a corporate entity that has been SEC-registered since 1984 and is owned by an individual. Public filings and the dataset provide little detail about its business model or client-facing activities; the firm is classified as "Unclassified" in the dataset. It does not present itself as a capital allocator, it is not identified as an active ESG investor, and it is not listed as a multi-state or newly formed adviser. The firm is not reported to operate as a pension consultant or as a related adviser to another registered entity.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • James Guntle

    Chief Executive OfficerCRD 819137

Contacts

2 of 2
  • James Guntle

    President And PrincipalCRD 5884289

  • Kai Auyang

    Stock BrokerCRD 5405433

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Great Falls, VA

Fairfax

Location

Great Falls, VA

Headquartered in Great Falls, VA, anchoring the Washington-Baltimore-Arlington, DC-MD-VA-WV-PA metro in the South.

Metro area
Washington-Baltimore-Arlington, DC-MD-VA-WV-PA
Region
South
County
Fairfax
Address
746 Walker Rd
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth