DMG Securities, Inc.

Broker-DealerFINRA MemberEst. 1984
Total AUM
Advisory reps
3
Avg account
$0

Firm details

Headquarters
Great Falls, Virginia
CRD number
15480
Registered since
August 13, 1984

Firm profile

FINTRX

Overview

DMG Securities, Inc. is organized as a corporation and has been registered with the SEC since 1984. Ownership is held by an individual. Publicly disclosed classifications and business descriptions are minimal: the firm is listed as “unclassified” and does not identify itself as a capital allocator, an active ESG investor, a multi-state adviser, a pension consultant, or a related adviser. The firm has not provided detail on advisory activities, client segments, fee schedules, or broader business lines in the available dataset.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • James Guntle

    Chief Executive OfficerCRD 819137

Contacts

2 of 2
  • Kai Auyang

    Stock BrokerCRD 5405433

  • James Guntle

    President And PrincipalCRD 5884289

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

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Recent filings

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Awards

FINTRX

Location

Primary office

Great Falls, VA

Fairfax

Location

Great Falls, VA

Headquartered in Great Falls, VA, anchoring the Washington-Baltimore-Arlington, DC-MD-VA-WV-PA metro in the South.

Metro area
Washington-Baltimore-Arlington, DC-MD-VA-WV-PA
Region
South
County
Fairfax
Address
746 Walker Rd
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth