Focus Securities LLC

Broker-DealerFINRA MemberEst. 2010
Total AUM
Advisory reps
36
Avg account
$0

Firm details

Headquarters
Gainesville, Virginia
CRD number
150589
Registered since
January 28, 2010

Firm profile

FINTRX

Overview

Focus Securities LLC is organized as a limited liability company and appears in FINTRX as an investment bank that registered with the SEC in 2010. The platform lists the owner type as a combination of a domestic entity and an individual. Available fields indicate the firm is not a capital allocator, is not active on ESG investing, and is not registered as a multistate adviser; it is also not identified as a pension consultant or as having a related adviser relationship. FINTRX does not supply detail on the firm's fee model, specific advisory activities, business lines, or client segments, so there is no granular information in the source about how the firm sources mandates or the services it markets to clients.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 3
  • Richard Thomas

    Richard Thomas

    CEOCRD 5325274

  • Richard Thompson

    Richard Thompson

    Chief Financial OfficerCRD 5685646

  • Robert Beard

    Robert Beard

    Chief Compliance Officer and Managing DirectorCRD 5771682

Contacts

3 of 33
  • James Sowers

    James Sowers

    Managing DirectorCRD 2750799

  • John Slater

    John Slater

    Senior AdvisorCRD 1067061

  • John Sinders

    John Sinders

    Managing DirectorCRD 1699455

Unlock 30 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Gainesville, VA

Prince William

Location

Gainesville, VA

Headquartered in Gainesville, VA, anchoring the Washington-Baltimore-Arlington, DC-MD-VA-WV-PA metro in the South.

Metro area
Washington-Baltimore-Arlington, DC-MD-VA-WV-PA
Region
South
County
Prince William
Address
7371 Atlas Walk Way
Time zone
ET (UTC-5)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth