Focus Securities LLC

Broker-DealerFINRA Member
Total AUM
—
Advisory reps
35
Avg account
$0

Firm details

Headquarters
Gainesville, Virginia
CRD number
150589
Registered since
January 28, 2010

Firm profile

FINTRX

Overview

Focus Securities LLC is organized as a limited liability company and identifies its primary business classification as an investment bank. Ownership is reported to include both a domestic entity and an individual. The firm does not present itself as a capital allocator. Available records provide very limited operational detail. There is no public breakdown of client types, fee arrangements, or specific advisory activities tied to the firm. It is not listed as an active ESG investor, is not designated as a multi-state adviser, and is not categorized as a newly formed adviser, pension consultant, or related adviser. The firm indicates it maintains two office locations, though no further location details have been disclosed.

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 3
  • Richard Thomas

    Richard Thomas

    CEOCRD 5325274

  • Richard Thompson

    Richard Thompson

    Chief Financial OfficerCRD 5685646

  • Robert Beard

    Robert Beard

    Chief Compliance Officer and Managing DirectorCRD 5771682

Contacts

3 of 32
  • James Sowers

    James Sowers

    Managing DirectorCRD 2750799

  • John Slater

    John Slater

    Senior AdvisorCRD 1067061

  • John Sinders

    John Sinders

    Managing DirectorCRD 1699455

Unlock 29 more contacts →

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Gainesville, VA

Prince William

Location

Gainesville, VA

Headquartered in Gainesville, VA, anchoring the Washington-Baltimore-Arlington, DC-MD-VA-WV-PA metro in the South.

Metro area
Washington-Baltimore-Arlington, DC-MD-VA-WV-PA
Region
South
County
Prince William
Address
7371 Atlas Walk Way
Time zone
ET (UTC-5)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth