DIVERSIFIED FINANCIAL MANAGEMENT

RIASEC RegisteredEst. 2014

Total AUM

$339M

Discretionary

$242M

71% of AUM

Avg account

$709K

Accounts

478

Employees

Advisory reps

Firm details

Headquarters: NORWELL, Massachusetts
CRD number: 171813
Registered since: June 13, 2014
Website: dfmwealth.com
Custodians: FIDELITY DISTRIBUTORS COMPANY LLC, CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: HNWI85.71%
Individuals10.07%
Pension & Profit Sharing Plans4.23%
Services: Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other AdvisersEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Diversified Financial Management is an independent, owner-operated registered investment adviser that first registered with the SEC in 2014. The firm serves both individual/family and institutional clients and positions itself as a capital allocator, directing client capital to outside managers in addition to managing portfolios directly. Its advisory offerings include financial planning, portfolio management for individuals and small businesses, selection of other advisers, pension consulting services, and educational workshops. Compensation is flexible: the firm charges as a percentage of AUM and also uses hourly and fixed-fee arrangements. The firm does not identify as an active ESG investor.