CONTRAVISORY INVESTMENT MANAGEMENT, INC.

RIASEC RegisteredEst. 1973
Total AUM
$702M
Discretionary
$640M
91% of AUM
Avg account
$1.1M
Accounts
655
Employees
7
Advisory reps
5

Firm details

Headquarters
NORWELL, Massachusetts
CRD number
109767
Registered since
March 25, 1973
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • HNWI61.1%
  • Pooled Investment Vehicles13.05%
  • Individuals11.09%
  • Corporations / Businesses8.56%
  • Pension & Profit Sharing Plans3.85%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsSecurity Ratings / Pricing Services

Firm profile

FINTRX

Overview

Contravisory Investment Management, Inc. is an independent registered investment adviser that has been SEC-registered since 1973. The firm serves both individual and family clients as well as institutional investors, offering financial planning and portfolio management across separate accounts and pooled vehicles. Its advisory scope includes management for small businesses, institutions and pooled investment vehicles, and the firm also provides security ratings or pricing services. Contravisory charges fees based on a percentage of assets under management and can apply performance-based fees for certain mandates. It is a multi-state adviser and operates under individual ownership rather than as part of a larger wirehouse or broker-dealer.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 80%, Public Funds/Mutual Funds 11%, Private Funds 7%, US Government Bonds 2%80%
  • Exchange Traded Equities80%
  • Public Funds/Mutual Funds11%
  • Private Funds7%
  • US Government Bonds2%

Owners & executives

3 of 3
  • WILLIAM NOONAN

    President and CEOCRD 2305282

  • MATTHEW SULLIVAN

    Chief Compliance OfficerCRD 5479284

  • PHILIP NOONAN

    Director & Chief Operating OfficerCRD 2052924

Contacts

2 of 2
  • DAVID CANAL

    Senior Vice President, Portfolio ManagerCRD 3080959

  • Marla Schroeder

    Investment Advisor RepresentativeCRD 8038791

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

FINTRX

ETF holdings

1 of 59

Active vs passive

$45M in ETFs

Passive

100%

$44.9M

Active

<1%

$90.1K

ETFProviderStyleCategoryValueShares% of portfolio
STATE STREET(R) ENERGY SELECT SECTOR SPDR(R) ETF (XLE)State StreetPassiveEquity Energy$2.3M37,2845.07%

Location

Primary office

NORWELL, MA

PLYMOUTH

Location

NORWELL, MA

Headquartered in NORWELL, MA, anchoring the Boston-Worcester-Providence, MA-RI-NH-CT metro in the Northeast.

Metro area
Boston-Worcester-Providence, MA-RI-NH-CT
Region
Northeast
County
PLYMOUTH
Address
120 Longwater Dr
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth