Diastole Wealth Management

RIASEC Registered

Total AUM

$396M

Discretionary

$275M

69% of AUM

Avg account

$276K

Accounts

1,434

Employees

Advisory reps

Firm details

Headquarters: Guilford, Connecticut
CRD number: 111604
Registered since: May 24, 2000
Website: www.dwinvest.com
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM
Client types: HNWI79.19%
Individuals14.22%
Pooled Investment Vehicles6.31%
Charitable Organizations0.28%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesSelection of Other Advisers

Firm profile

FINTRX

Overview

Diastole Wealth Management is an independent, corporation-structured registered investment adviser that has been SEC registered since 2000. The firm is owned by an individual and positions itself as a capital allocator serving both individuals/families and institutional clients. Advisory services center on financial planning, discretionary and non‑discretionary portfolio management for individuals, small businesses and pooled investment vehicles, and selection of other advisers. Compensation is fee-based, charged as a percentage of assets under management. The firm is not described as an active ESG investor.