Compass Wealth Management LLC
Firm details
- Headquarters
- Guilford, Connecticut
- CRD number
- 106289
- Registered since
- February 14, 1997
- Website
- compasswealthmanagement.com
- Custodians
- CHARLES SCHWAB & CO., INC., PERSHING LLC
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- HNWI85.08%
- Individuals11.37%
- Charitable Organizations2.54%
- Pension & Profit Sharing Plans1.01%
- Services
- Financial PlanningPortfolio Management for Individuals
Firm profile
FINTRXOverview
Compass Wealth Management LLC is an independent registered investment adviser organized as an LLC and SEC-registered since 1997. The firm is individually owned and serves both high-net-worth individuals and families as well as institutional clients. Its client-facing services center on financial planning and discretionary portfolio management for individuals and small businesses. Compensation comes through percentage-of-assets fees as well as fixed fee arrangements. Compass does not identify itself as an active ESG investor and is not listed as a multi-state adviser in the snapshot data.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities72%
- Investment Grade Corp Bonds9%
- Cash & Cash Equivalents7%
- US Government Bonds5%
- Non-Investment Grade Corp Bonds4%
Contacts
3 of 6
Jason Bear
PresidentCRD 5768783
Radford Brogden
Head of Financial PlanningCRD 5335401
Carolyn Matthes
Co-Founder and Senior Portfolio ManagerCRD 1357299
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 29Active vs passive
$107M in ETFs
84%
$89.5M
0%
$17.6M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| INVESCO S&P 500 EQUAL WEIGHT ETF (RSP) | Invesco | Passive | Large Blend | $23.9M | 112,435 | 22.34% |
Location
Guilford, CT
New Haven
Location
Guilford, CT
Headquartered in Guilford, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- New Haven
- Address
- 10 Water St
- Time zone
- ET (UTC-5)
- Office locations
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