Diaphanum

RIASEC RegisteredEst. 2020
Total AUM
$1.4B
Discretionary
$0
0% of AUM
Avg account
$10.4M
Accounts
131
Employees
10
Advisory reps
3

Firm details

Headquarters
Madrid,
CRD number
310052
Registered since
August 21, 2020
Custodians
UBS FINANCIAL SERVICES INC., GRUPO BURSATIL MEXICANO - GBM, CITIGROUP GLOBAL MARKETS INC., J.P. MORGAN SECURITIES INC.
Fee structure
Percentage of AUM
Client types
  • HNWI99.85%
  • Charitable Organizations0.08%
  • Individuals0.07%
Services
Portfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Diaphanum is an SEC‑registered limited liability company that began reporting as an adviser in 2020. It operates as a fee‑based wealth manager charging a percentage of assets under management and focuses its client work on individuals and families, as well as small businesses and institutional business clients. The firm provides portfolio management services rather than acting as a capital allocator or pension consultant, and its compliance profile indicates it does not identify as an active ESG investor. Ownership is identified as a mix of a foreign entity and an individual, and the adviser is classified as unclassified in regulatory filings. Services are delivered on a non‑discretionary basis, according to the firm’s reporting.

Assets & Accounts

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Private Funds 49%, Exchange Traded Equities 44%, Public Funds/Mutual Funds 3%, Cash & Cash Equivalents 2%, US Government Bonds 1%, Investment Grade Corp Bonds 1%49%
  • Private Funds49%
  • Exchange Traded Equities44%
  • Public Funds/Mutual Funds3%
  • Cash & Cash Equivalents2%
  • US Government Bonds1%

Contacts

3 of 3
  • Daniel Cervantes

    Managing DirectorCRD 7324065

  • Alberca Rafael

    Alberca Rafael

    Managing DirectorCRD 7324056

  • Ainhoa Barco

    CRD 8303094

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Madrid, null

Stanly

Location

Madrid, null

Headquartered in Madrid, null, anchoring the Charlotte-Concord, NC-SC metro.

Metro area
Charlotte-Concord, NC-SC
County
Stanly
Address
Calle De Recoletos
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth