AEGIS FINANCIAL CORPORATION

RIASEC RegisteredEst. 1994
Total AUM
$1.4B
Discretionary
$1.4B
100% of AUM
Avg account
$20.4M
Accounts
67
Employees
6
Advisory reps
2

Firm details

Headquarters
MCLEAN, Virginia
CRD number
111587
Registered since
July 8, 1994
Custodians
PERSHING LLC, NATIONAL FINANCIAL SERVICES LLC
Fee structure
Percentage of AUM
Client types
  • Investment Companies95.82%
  • HNWI2.55%
  • Corporations / Businesses0.9%
  • Individuals0.73%
Services
Portfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Aegis Financial Corporation is a privately owned investment advisory corporation that has been SEC-registered since 1994. It serves both high‑net‑worth individuals and families as well as institutional clients and charges fees as a percentage of assets under management. The firm’s advisory mandate covers discretionary portfolio management across client types, including individuals and small businesses, investment companies, and businesses or institutions. Aegis is not structured as a capital allocator or related adviser, does not identify as an active ESG investor, and is not registered as a multi‑state adviser or pension consultant.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 73%, US Government Bonds 14%, Cash & Cash Equivalents 8%, Public Funds/Mutual Funds 6%73%
  • Exchange Traded Equities73%
  • US Government Bonds14%
  • Cash & Cash Equivalents8%
  • Public Funds/Mutual Funds6%

Contacts

2 of 2
  • SCOTT BARBEE

    Portfolio ManagerCRD 2359088

  • Justin Harrison

    Managing DirectorCRD 7067251

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 2

Active vs passive

$959K in ETFs

Passive

100%

$959K

Active

0%

$0

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES SILVER TRUST (SLV)BlackRockPassiveCommodities Focused$602K8,84262.84%

Location

Primary office

MCLEAN, VA

FAIRFAX

Location

MCLEAN, VA

Headquartered in MCLEAN, VA, anchoring the Washington-Baltimore-Arlington, DC-MD-VA-WV-PA metro in the South.

Metro area
Washington-Baltimore-Arlington, DC-MD-VA-WV-PA
Region
South
County
FAIRFAX
Address
6862 Elm St
Time zone
ET (UTC-5)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth