DG Wealth

RIAState Registered
Total AUM
$10.4M
Discretionary
$10.4M
100% of AUM
Avg account
$174K
Accounts
60
Employees
4
Advisory reps
4

Firm details

Headquarters
Venice, Florida
CRD number
325150
Custodians
LINCOLN FINANCIAL DISTRIBUTORS, INC., ALTRUIST FINANCIAL LLC, CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • Individuals74.7%
  • HNWI19.14%
  • Corporations / Businesses6.16%
Services
Financial PlanningPortfolio Management for IndividualsEducational Seminars / Workshops

Firm profile

FINTRX

Overview

DG Wealth is an owner-operated, independent registered investment adviser organized as an LLC and state-registered in Florida. The firm serves individual and family clients as well as some institutional relationships. Its advisory work centers on financial planning, discretionary portfolio management for individuals and small businesses, and client education through seminars and workshops. Fees are charged via a mix of asset-based percentages, hourly rates, and fixed-fee engagements. DG Wealth reports an affiliation with an insurance company and does not identify as an active ESG investor.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Other 55%, Exchange Traded Equities 20%, Non-Exchange Traded Equities 14%, Cash & Cash Equivalents 8%55%
  • Other55%
  • Exchange Traded Equities20%
  • Non-Exchange Traded Equities14%
  • Cash & Cash Equivalents8%

Owners & executives

FINTRX

Contacts

FINTRX

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

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Awards

FINTRX

Location

Primary office

Venice, FL

Sarasota

Location

Venice, FL

Headquartered in Venice, FL, anchoring the North Port-Sarasota, FL metro in the South.

Metro area
North Port-Sarasota, FL
Region
South
County
Sarasota
Address
333 Tamiami Trl S
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth