DFN MANAGEMENT LLC.

RIASEC RegisteredEst. 2024
Total AUM
$241M
Discretionary
$241M
100% of AUM
Avg account
$121M
Accounts
2
Employees
6
Advisory reps
5

Firm details

Headquarters
TAMPA, Florida
CRD number
285057
Registered since
January 5, 2024
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Pooled Investment Vehicles100%
Services
Portfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

DFN Management LLC is a hedge fund manager organized as a limited liability company and registered with the SEC in 2024. The firm provides portfolio management for pooled investment vehicles and serves an institutional client base. Its fee model combines a percentage-of-assets component with performance-based fees. DFN reports domestic ownership (entity and individual) and identifies several industry relationships, including roles as an investment adviser, accountant, insurance company affiliate, and sponsor/GP/managing member of pooled vehicles. The firm does not position itself as a capital allocator and does not describe active ESG integration in its investment process.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 5
  • Donald Flagg

    Investment OfficerCRD 6698595

  • AMOL NIRGUDKAR

    PrincipalCRD 5645182

  • NICHOLAS KOEN

    Managing DirectorCRD 6249924

Unlock 2 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

TAMPA, FL

HILLSBOROUGH

Location

TAMPA, FL

Headquartered in TAMPA, FL, in the South of the United States.

Region
South
County
HILLSBOROUGH
Address
608 W Horatio St
Time zone
ET (UTC-5)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth