CASSEDY FINANCIAL GROUP, INC.

RIASEC RegisteredEst. 2021

Total AUM

$248M

Discretionary

$148M

59% of AUM

Avg account

$541K

Accounts

459

Employees

Advisory reps

Firm details

Headquarters: TAMPA, Florida
CRD number: 111446
Registered since: June 21, 2021
Website: www.cassedyfinancialgroup.com
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Fixed Fees
Client types: HNWI87.54%
Individuals9.57%
Corporations / Businesses2.78%
Pension & Profit Sharing Plans0.11%
Services: Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Cassedy Financial Group, Inc. is an independent registered investment adviser that provides financial planning and portfolio management for individuals, families and small businesses. The firm is SEC-registered (since 2021) and operates as a domestic entity with individual ownership. Its client base spans high-net-worth individuals and institutional clients, and it charges a mix of percentage-of-AUM fees and fixed fees depending on the engagement. Investment activity centers on public funds and mutual funds as the largest building blocks of client portfolios, supplemented by separately managed accounts where the firm exercises discretionary authority. The firm does not position itself as an ESG-focused investor and is not organized as a multi-state adviser. While Cassedy Financial Group, Inc. is not a capital allocator in the sense of running an in-house alternative asset platform, it does place client capital with third-party alternative managers when appropriate.