Delta Wealth Advisors LLC
Firm details
- Headquarters
- ,
- CRD number
- 310504
- Registered since
- December 14, 2023
- Website
- deltawealthadvisors.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Fixed Fees, Other
- Client types
- HNWI75.71%
- Individuals21.02%
- Pension & Profit Sharing Plans2.96%
- Corporations / Businesses0.31%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers
Firm profile
FINTRXOverview
Delta Wealth Advisors LLC is an independent, individual-owned registered investment adviser that began its SEC registration in 2023. The firm operates as a limited liability company and positions itself as a capital allocator for both individuals and families as well as institutional clients. Its stated advisory services include comprehensive financial planning, discretionary portfolio management for individuals and small businesses, portfolio management for businesses or institutions, pension consulting-related services, and the selection of outside managers. Delta also lists accounting among its business activities and charges fees via a mix of AUM-based percentages, fixed fees, and other arrangements. The firm does not describe itself as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds82%
- Cash & Cash Equivalents10%
- Exchange Traded Equities6%
- US Government Bonds1%
- Investment Grade Corp Bonds1%
Owners & executives
1 of 1
Dino Efthimiou
Partner, CEOCRD 4917635
Contacts
2 of 2
Nicholas Finnigan
PartnerCRD 5712810
Nathan Stone
Client Services AssociateCRD 8227977
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 41Active vs passive
$168M in ETFs
97%
$162M
2%
$5.9M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES IBONDS DEC 2028 TERM TREASURY ETF (IBTI) | BlackRock | Passive | Target Maturity | $18.1M | 827,443 | 10.81% |
Location
, null
Location
, null
Headquartered in , null.
- Office locations
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