Apple Tree Asset Management, LLC

RIASEC Registered

Total AUM

$152M

Discretionary

$118M

78% of AUM

Avg account

$106K

Accounts

1,430

Employees

Advisory reps

Firm details

Headquarters: Fort Wayne, Indiana
CRD number: 298437
Registered since: July 12, 2024
Website: www.appletreeam.com
Custodians: CHARLES SCHWAB & CO., INC., AXOS CLEARING LLC
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: Individuals66.49%
HNWI33.47%
Charitable Organizations0.04%
Services: Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Apple Tree Asset Management, LLC is an independent, individual-owned limited liability company that acts as a registered investment adviser. The firm registered with the SEC in 2024 and positions itself as a capital allocator serving individual and family clients. Its fee arrangements include percentage-of-AUM billing alongside hourly and fixed-fee engagements. Apple Tree’s business activity profile lists other financial product sales, while its advisory services include financial planning, portfolio management for individuals and small businesses, pension consulting services, and the selection of other advisers. The firm does not identify as an active ESG investor.