DEAN INVESTMENTS
Firm details
- Headquarters
- BEAVERCREEK, Ohio
- CRD number
- 104635
- Registered since
- January 1, 1975
- Website
- www.chdean.com
- Custodians
- NATIONAL FINANCIAL SERVICES LLC
- Fee structure
- Percentage of AUM, Other
- Client types
- Investment Companies52.56%
- Individuals19.98%
- HNWI19.63%
- Corporations / Businesses4.2%
- Pension & Profit Sharing Plans2.1%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
Dean Investments is an independent registered investment adviser organized as an LLC and SEC-registered since 1975. The firm advises both individual and family clients as well as institutional entities, offering financial planning and discretionary portfolio management across individuals, small businesses, investment companies, and business or institutional clients. Its fees are principally a percentage of assets under management supplemented by other fee arrangements. Dean Investments reports a preference for equity exposure and does not identify as an active ESG investor or a pension consultant; it also does not operate as a capital allocator or related adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities51%
- Investment Grade Corp Bonds23%
- US Government Bonds14%
- Public Funds/Mutual Funds7%
- Cash & Cash Equivalents5%
Owners & executives
2 of 2PAMALA MILLER
Executive Vice President & Chief Operating OfficerCRD 6630129
STEPHEN MILLER
President, CEOCRD 2686150
Contacts
3 of 3BETH VERDOORN
Executive Vice PresidentCRD 4078307
DEBRA RINDLER
Executive Vice PresidentCRD 4420842
Matthew Wallace
Vice PresidentCRD 6574773
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 8Active vs passive
$34.6M in ETFs
100%
$34.6M
0%
$0
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| STATE STREET(R) SPDR(R) BLOOMBERG INVESTMENT GRADE FLOATING RATE ETF (FLRN) | State Street | Passive | Ultrashort Bond | $9.5M | 310,209 | 27.59% |
Location
BEAVERCREEK, OH
GREENE
Location
BEAVERCREEK, OH
Headquartered in BEAVERCREEK, OH, anchoring the Dayton-Springfield-Kettering, OH metro in the Midwest.
- Metro area
- Dayton-Springfield-Kettering, OH
- Region
- Midwest
- County
- GREENE
- Address
- 3500 Pentagon Blvd
- Time zone
- ET (UTC-5)
- Office locations
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